Segregation of Duties Review within Financial and HR System

Progress Tracker

Discovery

Planning

Field Work

Reporting

Start Date: 9/24/24

About this Audit

Focus of the Audit

Examines the City's enforcement of segregation of duties in financial and Human Resources systems to prevent fraud and errors, ensure compliance, maintain accountability, and protect organization integrity.

Why audit this topic?

The office of the City Auditor's data analytics include a component that shows trends in financial risks. The analysis compares each financial module's risk relative to the other financial modules. This provides information to help choose which financial module to focus on for a deeper analysis of risk indicators.